-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, THG16s6N42WGUYXyH7x3QIi9jvouDB3ndEGk2ME3Jpkfu/xMnqI1YEvdsIlLFYrO Zr5kytrj3iAhatFzONnsQw== 0000897069-06-001171.txt : 20060428 0000897069-06-001171.hdr.sgml : 20060428 20060428162953 ACCESSION NUMBER: 0000897069-06-001171 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060428 DATE AS OF CHANGE: 20060428 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EVANS THOMAS CENTRAL INDEX KEY: 0001161729 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 4142975661 MAIL ADDRESS: STREET 1: 132 COY STREET CITY: MANKATO STATE: MI ZIP: 56001 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLETON DOLL CO CENTRAL INDEX KEY: 0000723209 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 391364345 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-55393 FILM NUMBER: 06790533 BUSINESS ADDRESS: STREET 1: W239 N1700 BUSSE STREET 2: ROAD CITY: WAUKESHA STATE: WI ZIP: 53188-1160 BUSINESS PHONE: 2625234300 MAIL ADDRESS: STREET 1: W239 N1700 BUSSE STREET 2: ROAD CITY: WAUKESHA STATE: WI ZIP: 53188-1160 FORMER COMPANY: FORMER CONFORMED NAME: BANDO MCGLOCKLIN CAPITAL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BANDO MCGLOCKLIN INVESTMENT CO INC DATE OF NAME CHANGE: 19870903 SC 13G 1 dbk157.htm STATEMENT

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No.     )*

The Middleton Doll Company
(Name of Issuer)

Common Stock
(Title of Class of Securities)

060003100
(CUSIP Number)

June 30, 2003
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[   ] Rule 13d-1(d)

__________________

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
CUSIP NO. 060003100 SCHEDULE 13G PAGE 2 OF 8 PAGES 

1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

  Thomas Evans

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

Not Applicable

  (a) [   ]
  (b) [   ]

3. SEC USE ONLY

4. CITIZENSHIP OR PLACE OF ORGANIZATION

  United States

 
5. SOLE VOTING POWER
 
366,903
 
NUMBER OF 6. SHARED VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY EACH
REPORTING
PERSON WITH 7. SOLE DISPOSITIVE POWER
 
366,903
 
8. SHARED DISPOSITIVE POWER
 
0
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  366,903

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

  Not Applicable

[   ]

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

  9.8%

12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

  IN

CUSIP NO. 060003100 SCHEDULE 13G PAGE 3 OF 8 PAGES 

1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

  Sarah E. Schonath Irrevocable Trust, dated December 31, 1996

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

Not Applicable

  (a) [   ]
  (b) [   ]

3. SEC USE ONLY

4. CITIZENSHIP OR PLACE OF ORGANIZATION

  Wisconsin

 
5. SOLE VOTING POWER
 
183,452
 
NUMBER OF 6. SHARED VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY EACH
REPORTING
PERSON WITH 7. SOLE DISPOSITIVE POWER
 
183,452
 
8. SHARED DISPOSITIVE POWER
 
0
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  183,452

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

  Not Applicable

[   ]

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

  4.9%

12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

  OO (Trust)

CUSIP NO. 060003100 SCHEDULE 13G PAGE 4 OF 8 PAGES 

1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

  Emily A. Schonath Irrevocable Trust, dated December 31, 1996

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

Not Applicable

  (a) [   ]
  (b) [   ]

3. SEC USE ONLY

4. CITIZENSHIP OR PLACE OF ORGANIZATION

  Wisconsin

 
5. SOLE VOTING POWER
 
183,451
 
NUMBER OF 6. SHARED VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY EACH
REPORTING
PERSON WITH 7. SOLE DISPOSITIVE POWER
 
183,451
 
8. SHARED DISPOSITIVE POWER
 
0
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  183,451

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

  Not Applicable

[   ]

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

  4.9%

12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

  OO (Trust)

CUSIP NO. 060003100 SCHEDULE 13G PAGE 5 OF 8 PAGES 

Item 1.

  (a) Name of Issuer

  The Middleton Doll Company

  (b) Address of Issuer’s Principal Executive Offices

  W239 N1700 Busse Road
Waukesha, WI 53188-1160

Item 2.

  (a) Name of Person Filing

  This statement is filed on behalf of Thomas Evans, the Sarah E. Schonath Irrevocable Trust, dated December 31, 1996 and the Emily A. Schonath Irrevocable Trust, dated December 31, 1996. Thomas Evans is the sole trustee of the Sarah E. Schonath Irrevocable Trust, dated December 31, 1996 and the Emily A. Schonath Irrevocable Trust, dated December 31, 1996.

  (b) Address of Principal Business Office or, if none, Residence

Thomas Evans Sarah E. Schonath Irrevocable Trust
132 Coy Street Emily A. Schonath Irrevocable Trust
Mankato, MN 56001 132 Coy Street
Mankato, MN 56001
  (c) Citizenship

  Thomas Evans is a United States citizen. Each of the Sarah E. Schonath Irrevocable Trust, dated December 31, 1996 and the Emily A. Schonath Irrevocable Trust, dated December 31, 1996 was formed under the laws of Wisconsin.

  (d) Title of Class of Securities

  Common Stock

  (e) CUSIP Number

  060003100

Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

  Not applicable

CUSIP NO. 060003100 SCHEDULE 13G PAGE 6 OF 8 PAGES 

Item 4. Ownership

  (a)-(c) Information concerning the amount and percentage of shares of Common Stock beneficially owned by each reporting person is set forth below and is based upon the number of shares of Common Stock outstanding on February 28, 2006.

Reporting Person
 Sole Voting and
Dispositive
Power
 Shared Voting and
Dispositive
Power
 Aggregate
Beneficial
Ownership
 Percentage
of
Outstanding
Shares of
Common
Stock
Thomas Evans 366,903(1)(2) 0 366,903 9.8%

Sarah E. Schonath Irrevocable Trust,
dated December 31, 1996 183,452 0 183,452 4.9%

Emily A. Schonath Irrevocable Trust,
dated December 31, 1996 183,451 0 183,451 4.9%

(1) Includes 183,452 shares held by the Sarah E. Schonath Irrevocable Trust, dated December 31, 1996, of which Thomas Evans is sole trustee.
(2) Includes 183,451 shares held by the Emily A. Schonath Irrevocable Trust, dated December 31, 1996, of which Thomas Evans is sole trustee.

Item 5. Ownership of Five Percent or Less of a Class.

  Not applicable

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

  Not applicable

Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company.

  Not applicable

Item 8. Identification and Classification of Members of the Group.

  Not applicable

Item 9. Notice of Dissolution of Group.

  Not applicable

Item 10. Certification.

  Not applicable

CUSIP NO. 060003100 SCHEDULE 13G PAGE 7 OF 8 PAGES 

Exhibits.

  Exhibit 1 Agreement to file Schedule 13G jointly.



SIGNATURE

        After reasonable inquiry and to the best of his/her or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: April 20, 2006

/s/ Thomas Evans
Thomas Evans


SARAH E. SCHONATH IRREVOCABLE
TRUST, DATED DECEMBER 31, 1996


By: /s/ Thomas Evans
       Thomas Evans, Trustee


EMILY A. SCHONATH IRREVOCABLE
TRUST, DATED DECEMBER 31, 1996


By: /s/ Thomas Evans
       Thomas Evans, Trustee



CUSIP NO. 060003100 SCHEDULE 13G PAGE 8 OF 8 PAGES 

Exhibit 1

AGREEMENT

        AGREEMENT dated as of April 20, 2006 among Thomas Evans, the Sarah E. Schonath Irrevocable Trust, dated December 31, 1996 and the Emily A. Schonath Irrevocable Trust, dated December 31, 1996.

        WHEREAS, pursuant to paragraph (k) of Rule 13d-1 promulgated under Subsection 13(d)(1) of the Securities Exchange Act of 1934, as amended (the “1934 Act”), the parties hereto have decided to satisfy their filing obligations under the 1934 Act by a single joint filing:

        NOW, THEREFORE, the undersigned hereby agree as follows:

        1.        The Schedule 13G with respect to The Middleton Doll Company, to which this is attached as Exhibit 1, is filed on behalf of Thomas Evans, the Sarah E. Schonath Irrevocable Trust, dated December 31, 1996 and the Emily A. Schonath Irrevocable Trust, dated December 31, 1996.

        2.        Each of Thomas Evans, the Sarah E. Schonath Irrevocable Trust, dated December 31, 1996 and the Emily A. Schonath Irrevocable Trust, dated December 31, 1996 is responsible for the completeness and accuracy of the information concerning such person contained therein; provided that each person is not responsible for the completeness or accuracy of the information concerning any other person making such filing.

        IN WITNESS WHEREOF, the undersigned hereunto set their hands as of the date first above written.

/s/ Thomas Evans
Thomas Evans


SARAH E. SCHONATH IRREVOCABLE
TRUST, DATED DECEMBER 31, 1996


By: /s/ Thomas Evans
       Thomas Evans, Trustee


EMILY A. SCHONATH IRREVOCABLE
TRUST, DATED DECEMBER 31, 1996


By: /s/ Thomas Evans
       Thomas Evans, Trustee



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